Qualification
Registration by qualification is available for any security which is exempt from federal securities registration, or which does not otherwise file and receive an effective status with the SEC. To register by qualification, the following must be submitted:
- The Uniform Application to Register Securities. (U1)
- The Uniform Consent to Service of Process. (U2)
- The Uniform Resolution to Issue Securities. (U2a)
- A fee of 1/50th of 1 percent of the amount being registered. The minimum shall not be less than $200 nor shall it exceed $600.
- A registration statement.
- And other information as deemed relevant by the Secretary of State.
The above forms can be found
here.