Wyoming Secretary of State


Other Covered Securities

The National Securities Markets Improvement Act of 1996 designates other securities or securities transactions as "federally" covered securities which are not subject to state securities regulation. Included are offers made exclusively to accredited investors as described in Wyoming Securities Rule, Chapter 9, Section 3.

Also included as covered securities are national offerings listed on certain securities exchanges and certain securities which are exempt from registration under the Securities Act of 1933. No filings with the Secretary of State are required other than listed above.